0000913849-12-000029.txt : 20120110 0000913849-12-000029.hdr.sgml : 20120110 20120110164007 ACCESSION NUMBER: 0000913849-12-000029 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FEDERATED PREMIER MUNICIPAL INCOME FUND CENTRAL INDEX KEY: 0001199004 IRS NUMBER: 470896539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84604 FILM NUMBER: 12520370 BUSINESS ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 BUSINESS PHONE: 18003417400 MAIL ADDRESS: STREET 1: 4000 ERICSSON DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086-7561 FORMER COMPANY: FORMER CONFORMED NAME: FEDERATED MUNICIPAL INCOME FUND DATE OF NAME CHANGE: 20021016 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 SC 13G/A 1 sc13ga_011012-2.htm SCHEDULE 13G/A sc13ga_011012-2.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 1)*
 
 
Federated Premier Municipal Income Fund
(Name of Issuer)
 
Auction Rate Preferred Securities
(Title of Class of Securities)
 
 
31423P207
  
(CUSIP Number)
 
December 20, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
ý Rule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
Page 1 of 5 pages
 

 
CUSIP No.
31423P207
  
 
1.    Names of Reporting Persons.
   RiverNorth Capital Management, LLC
 
2.    Check the Appropriate Box if a Member of a Group (See Instructions)
    (a)
  ¨
    (b)
  ¨
 
3.           SEC Use Only
     
 
4.           Citizenship or Place of Organization
Delaware
 
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With:
 5.           Sole Voting Power   0
 
6.           Shared Voting Power
   0
 
7.           Sole Dispositive Power
0
 
8.           Shared Dispositive Power
0
 
9.           Aggregate Amount Beneficially Owned by Each Reporting Person
0
10.         Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)    o
 
11.         Percent of Class Represented by Amount in Row (9)
0.00%
 
12.         Type of Reporting Person (See Instructions)
IA
 

 
 
Page 2 of 5 pages
 
 
 
Item 1.  
 
 
(a)  
Name of Issuer:  Federated Premier Municipal Income Fund
 
(b)  
Address of Issuer’s Principal Executive Offices:  4000 Ericsson Drive, Warrendale, PA 15086
 

 
Item 2.  
 
 
(a)  
Name of Person Filing:  RiverNorth Capital Management, LLC
 
(b)  
Address of Principal Business Office:  325 N. LaSalle Street, Suite 645, Chicago, IL 60654-7030
 
(c)  
Citizenship:  Delaware Limited Liability Company
 
(d)  
Title of Class of Securities:  Auction Rate Preferred Securities
 
(e)  
CUSIP Number:  31423P207
 

 
Item 3.  
  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a)  
¨ Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
 
(b)  
¨ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
 
(c)  
¨ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
 
(d)  
¨ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
(e)  
ý An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
 
(f)  
¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
 
(g)  
¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
 
(h)  
¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
(i)  
¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
 
(j)  
¨ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
(k)  
¨ Group, in accordance with §240.13d-1(b)(1)(ii)(K).
 

 
Item 4.  
  Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
(a)  
Amount beneficially owned:  0
 
(b)  
Percent of class:  0.00%
 
(c)  
Number of shares as to which the person has:
 
(i)  
Sole power to vote or to direct the vote: 0
 
 
 
Page 3 of 5 pages
 
 
 
(ii)  
Shared power to vote or to direct the vote: 0
 
(iii)  
Sole power to dispose or to direct the disposition of: 0
 
(iv)  
Shared power to dispose or to direct the disposition of: 0
 

 
Item 5.  
  Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ý.
 
Item 6.  
  Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable.
 
Item 7.  
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not applicable.
 
Item 8.  
  Identification and Classification of Members of the Group.
 
Not applicable.
 
Item 9.  
  Notice of Dissolution of Group.
 
Not applicable.
 

 
Page 4 of 5 pages
 
 
 
Item 10.  
  Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
January 10, 2012
 
Date
   
      /s/ Jonathan M. Mohrhardt
 
Signature
   
   
 
Jonathan M. Mohrhardt, Chief Compliance Officer
 
Name and Title


 
Page 5 of 5 pages